For almost thirty years, the U.S. government has required
research institutions to comply with certain standards of
humane animal experimentation. The two main mechanisms for
setting standards have been the Animal Welfare Act enforced by
the U.S. Department of Agriculture (through APHIS—the Animal
and Plant Health Inspection Service) and Public Health Service
initiatives (mainly through the NIH).
The Animal Welfare Act, originally enacted in 1966 and
amended several times since, was passed to ensure "the humane
care and treatment of laboratory animals, and the prevention of
pet theft for sale to research facilities" (Morrison, 1984).
The 1966 Act was very limited. It applied mainly to the
acquisition, handling and sale of dogs and cats to research
institutions and had relatively little impact on the care or
use of animals in research laboratories. The Act's reach was
extended in the 1970 amendments to include other groups of
animals (but the Secretary of Agriculture excluded rats and
mice), and their care in the laboratory. In addition, animals
had to be given adequate anesthesia and analgesia unless such
use would compromise the research. Decisions about how animals
were to be used still remained largely up to individual
investigators.
The 1985 amendments to the Animal Welfare Act extended its
reach still further and required all registered institutions to
establish Institutional Animal Care and Use Committees (IACUCs)
that would not only oversee animal care but that would also,
for the first time in the USA, begin to examine laboratory
animal use. As the Act is now being enforced, the IACUC must
pay particular attention to the question of whether or not
alternatives might be available for those protocols that have
the potential to cause animal pain and distress, even if the
pain and distress is alleviated by drugs. Thus, the
availability of possible alternatives should be considered in
about 42% of the research animal use reported to the USDA (the
percentages may be lower for research involving rats and
mice).
The 1985 amendments also added several phrases that have
begun to change housing standards for laboratory animals.
Institutions were required to provide exercise for dogs and
develop facilities that would promote the "psychological
well-being of primates." Research facilities are now
increasingly keeping primates in groups, providing "toys" and
encouraging the animals to "forage" for food. These ideas are
beginning to percolate down to affect ideas about housing and
care for the more common laboratory species like rabbits, rats
and mice.
The National Institutes of Health (NIH), part of the Public
Health Service (PHS), is the major U.S. government agency
funding laboratory animal research (providing about half the
funding for biomedical research in the country). It has
traditionally been the lead federal agency for the
establishment of policies on animal experimentation. These
policies originally dealt mainly with the care and maintenance
of laboratory animals and not with the experimental methods
themselves. This situation changed with revisions to PHS
policies in 1985 in the wake of several incidents of laboratory
animal abuse that were widely publicized by animal
activists.
The PHS turned to its oversight of human research for a
model that could be applied to animal research. Thus, all
institutions receiving NIH funds had to file an assurance
statement with NIH and had to either revamp existing animal
care committees, or establish such committees where they did
not exist, to review protocols and apply the revised PHS
policies. The NIH also conducted spot checks to ensure that
their standards were being maintained. For example, Columbia
University, a major research institution, had its NIH funding
suspended when NIH determined that its facilities and program
were not up to standard.
The application of the new IACUC structure has substantially
changed the way animal research projects are conceived and
approved. However, the system is still relatively new and the
participants are still negotiating their way through the
ambiguities and uncertainties of the regulatory structure. For
example, there is a considerable range of opinion over the role
the local committees should play in addressing the scientific
merit of proposed projects. Some argue that the committees have
to become involved in the planning of the scientific research
because bad science is a waste of animal resources (and also
bad for the animals). Others hold that the Animal Welfare Act
forbids interference in the actual conduct of research and,
hence, the committees are not permitted to question the
science. Animal protection organizations are not satisfied that
the IACUCs have sufficient outside input from local citizens
and those actively involved in animal welfare.
Recent animal protection efforts to enhance the Animal
Welfare Act regulations include legal challenges to the
exclusion of birds, rats and mice from regulatory coverage,
recommendations to revamp the USDA's pain classification
system, and calls to issue specific regulations for farm animal
use in biomedical settings.